We’re hiring a Compliance Officer, Investment Management for a Dubai-based investment management client.
Responsibilities
• Lead investor onboarding and due diligence: KYC, CDD/EDD, UBOs, source of funds/wealth, sanctions and PEPs
• Conduct risk-based monitoring, thematic reviews and control testing; track remediation
• Maintain compliance policies, registers, regulatory filings and management reports
• Advise teams on UAE/GCC requirements and support training, audits and inspections
Requirements
Bring at least 5 years of hands-on compliance experience—including direct responsibility for funds, investment products or investors within an investment business.
✅ Professional English and UAE/GCC regulatory knowledge required. Arabic is a strong plus. CAMS, ICA or similar qualifications are welcome.
We’re hiring a Compliance Officer, Investment Management for a Dubai-based investment management client. Bring at least 5 years of hands-on compliance experience—including direct responsibility for funds, investment products or investors within an investment business.
🔍 Your focus:
• Lead investor onboarding and due diligence: KYC, CDD/EDD, UBOs, source of funds/wealth, sanctions and PEPs
• Conduct risk-based monitoring, thematic reviews and control testing; track remediation
• Maintain compliance policies, registers, regulatory filings and management reports
• Advise teams on UAE/GCC requirements and support training, audits and inspections
✅ Professional English and UAE/GCC regulatory knowledge required. Arabic is a strong plus. CAMS, ICA or similar qualifications are welcome.
📩 Ready to bring your investment-sector compliance expertise to Dubai? Apply now through byteSpark.ai!
