About the team
The Legal team sits at the heart of TradingView and it’s a very important part of the business. This team supports all other TradingView teams, helping us achieve our goals each and every day.
They’re special, they’re strong-willed, and they work in a lot of different areas. From structuring credit programmes, advising on innovative features, and assisting to launch into new territories, the Legal team does it all.
Responsibilities
- Compliance:
- Develop and maintain internal compliance policies and frameworks (KYC, sanctions, AML, data privacy, etc.)
- Monitor and implement regulatory changes (e.g., DORA, GDPR, SOC2, MiCA, PSD2, ESMA and SEC guidelines)
- Oversee KYC/KYB checks for affiliate and broker onboarding
- Maintain a risk-based country and partner acceptance matrix
- Liaise with regulators or external auditors where necessary
- Provide internal compliance training and awareness programs
- Broker Oversight:
- Conduct and document broker licensing and regulatory due diligence checks, ensuring onboarding only of appropriately authorised and regulated entities
- Maintain a live register of approved brokers and their licensing/authorisation status
- Monitor regulatory changes impacting broker operations across key jurisdictions
- Engage with product and integration teams to ensure broker compliance requirements are fully captured in onboarding and ongoing monitoring processes
- Maintain working knowledge of financial and crypto-specific regulations and regulators, including:
- UK: FCA (Financial Conduct Authority)
- EU: ESMA (European Securities and Markets Authority), EBA (European Banking Authority), MiCA (Markets in Crypto Assets Regulation), DORA (Digital Operational Resilience Act)
