Daily monitoring of compliance with all restrictions established for risk management purposes.
- Regular informing of the approved list of individuals about the maximum possible values of indicators and operational characteristics for which limits are set.
- Monitoring compliance with risk concentration indicators.
- Conducting inspections upon exceeding established limits.
- Configuring control rules within investment declarations and legislative restrictions for clients in the pre-trade system;
- Developing technical specifications for the automation of limit control processes, testing.
- Developing risk control methodologies.
- Consulting employees of structural divisions.
Requirements:
- Excellent knowledge of Russian Federation legislation on the securities market, on the collective investment market (including mutual investment funds, non-state pension funds, etc.), regulatory legal acts of authorized state bodies of the Russian Federation regulating activities in the securities market, regulations of the Bank of Russia, basic standards, self-regulatory organization standards regarding the activities of a management company, as well as securities management activities.
- Practical work experience (from 3 years) in a management company / specialized depository.
- Possession of qualification certificates of a management company specialist and/or securities management specialist / certificate of independent qualification assessment as a corresponding specialist is considered an advantage.
Resumes: afedosova@c-ex.ru
@sashafedosova
